Spaceborne Potential for Examining Taiga-Tundra Ecotone Form and Vulnerability

In the taiga-tundra ecotone (TTE), site-dependent forest structure characteristics can influence the subtle and heterogeneous structural changes that occur across the broad circumpolar extent. Such changes may be related to ecotone form, described by the horizontal and vertical patterns of forest structure (e.g., tree cover, density and height) within TTE forest patches, driven by local site conditions, and linked to ecotone dynamics. The unique circumstance of subtle, variable and widespread vegetation change warrants the application of spaceborne data including high-resolution (less than 5m) spaceborne imagery (HRSI) across broad scales for examining TTE form and predicting dynamics. This study analyzes forest structure at the patch-scale in the TTE to provide a means to examine both vertical and horizontal components of ecotone form. We demonstrate the potential of spaceborne data for integrating forest height and density to assess TTE form at the scale of forest patches across the circumpolar biome by (1) mapping forest patches in study sites along the TTE in northern Siberia with a multi-resolution suite of spaceborne data, and (2) examining the uncertainty of forest patch height from this suite of data across sites of primarily diffuse TTE forms. Results demonstrate the opportunities for improving patch-scale spaceborne estimates of forest height, the vertical component of TTE form, with HRSI. The distribution of relative maximum height uncertainty based on prediction intervals is centered at approximately 40%, constraining the use of height for discerning differences in forest patches. We discuss this uncertainty in light of a conceptual model of general ecotone forms, and highlight how the uncertainty of spaceborne estimates of height can contribute to the uncertainty in identifying TTE forms. A focus on reducing the uncertainty of height estimates in forest patches may improve depiction of TTE form, which may help explain variable forest responses in the TTE to climate change and the vulnerability of portions of the TTE to forest structure change. structural changes

GEDI and TanDEM-X Fusion for 3D Forest Structure Parameter Retrieval

GEDI: Global Ecosystem Dynamics Investigation. Selected in late 2014 for $94 M (Class C mission). Multi-beam waveform lidar instrument. Deployed on International Space Station. Launch on SpaceX-17: Nov. 2018. Nominal 2 year mission length

Global canopy height regression and uncertainty estimation from GEDI LIDAR waveforms with deep ensembles

NASA's Global Ecosystem Dynamics Investigation (GEDI) is a key climate mission whose goal is to advance our understanding of the role of forests in the global carbon cycle. While GEDI is the first space-based LIDAR explicitly optimized to measure vertical forest structure predictive of aboveground biomass, the accurate interpretation of this vast amount of waveform data across the broad range of observational and environmental conditions is challenging. Here, we present a novel supervised machine learning approach to interpret GEDI waveforms and regress canopy top height globally. We propose a probabilistic deep learning approach based on an ensemble of deep convolutional neural networks (CNN) to avoid the explicit modelling of unknown effects, such as atmospheric noise. The model learns to extract robust features that generalize to unseen geographical regions and, in addition, yields reliable estimates of predictive uncertainty. Ultimately, the global canopy top height estimates produced by our model have an expected RMSE of 2.7 m with low bias

Incorporating canopy structure from simulated GEDI lidar into bird species distribution models

The Global Ecosystem Dynamics Investigation (GEDI) lidar began data acquisition from the International Space Station in March 2019 and is expected to make over 10 billion measurements of canopy structure and topography over two years. Previously, airborne lidar data with limited spatial coverage have been used to examine relationships between forest canopy structure and faunal diversity, most commonly bird species. GEDI’s latitudinal coverage will permit these types of analyses at larger spatial extents, over the majority of the Earth’s forests, and most importantly in areas where canopy structure is complex and/or poorly understood. In this regional study, we examined the impact that GEDI-derived Canopy Structure variables have on the performance of bird species distribution models (SDMs) in Sonoma County, California. We simulated GEDI waveforms for a two-year period and then interpolated derived Canopy Structure variables to three grid sizes of analysis. In addition to these variables, we also included Phenology, Climate, and other Auxiliary variables to predict the probability of occurrence of 25 common bird species. We used a weighted average ensemble of seven individual machine learning models to make predictions for each species and calculated variable importance. We found that Canopy Structure variables were, on average at our finest resolution of 250 m, the second most important group (32.5%) of predictor variables after Climate variables (35.3%). Canopy Structure variables were most important for predicting probability of occurrence of birds associated with Conifer forest habitat. Regarding spatial analysis scale, we found that finer-scale models more frequently performed better than coarser-scale models, and the importance of Canopy Structure variables was greater at finer spatial resolutions. Overall, GEDI Canopy Structure variables improved SDM performance for at least one spatial resolution for 19 of 25 species and thus show promise for improving models of bird species occurrence and mapping potential habitat

Use of waveform lidar and hyperspectral sensors to assess selected spatial and structural patterns associated with recent and repeat disturbance and the abundance of sugar maple (Acer saccharum Marsh.) in a temperate mixed hardwood and conifer forest.

Abstract Waveform lidar imagery was acquired on September 26, 1999 over the Bartlett Experimental Forest (BEF) in New Hampshire (USA) using NASA\u27s Laser Vegetation Imaging Sensor (LVIS). This flight occurred 20 months after an ice storm damaged millions of hectares of forestland in northeastern North America. Lidar measurements of the amplitude and intensity of ground energy returns appeared to readily detect areas of moderate to severe ice storm damage associated with the worst damage. Southern through eastern aspects on side slopes were particularly susceptible to higher levels of damage, in large part overlapping tracts of forest that had suffered the highest levels of wind damage from the 1938 hurricane and containing the highest levels of sugar maple basal area and biomass. The levels of sugar maple abundance were determined through analysis of the 1997 Airborne Visible/Infrared Imaging Spectrometer (AVIRIS) high resolution spectral imagery and inventory of USFS Northern Research Station field plots. We found a relationship between field measurements of stem volume losses and the LVIS metric of mean canopy height (r2 = 0.66; root mean square errors = 5.7 m3/ha, p \u3c 0.0001) in areas that had been subjected to moderate-to-severe ice storm damage, accurately documenting the short-term outcome of a single disturbance event

Improved forest height estimation by fusion of simulated GEDI Lidar data and TanDEM-X InSAR data

Interferometric Synthetic Aperture Radar (InSAR) and lidar are increasingly used active remote sensing techniques for forest structure observation. The TanDEM-X (TDX) InSAR mission of German Aerospace Center (DLR) and the upcoming Global Ecosystem Dynamics Investigation (GEDI) of National Aeronautics and Space Administration (NASA) together may provide more accurate estimates of global forest structure and biomass via their synergic use. In this paper, we explored the efficacy of simulated GEDI data in improving height estimates from TDX InSAR data. Our study sites span three major forest types: a temperate forest, a mountainous conifer forest, and a tropical rainforest. The GEDI lidar coverage was simulated for the full nominal two-year mission duration, under both cloud-free and 50%-cloud conditions. We then used these GEDI data to parameterize the Random Volume over Ground (RVoG) model driven by TDX imagery. In particular, we explored the following three strategies for forest structure estimation: 1) TDX data alone; 2) TDX + GEDI-derived digital terrain model (DTM); and 3) TDX + GEDI DTM + GEDI canopy height. We then validated the retrieved forest heights against wall-to-wall airborne lidar measurements. We found relatively large biases at 90 [m] spatial resolution, from 4.2–11.9 [m], and root mean square errors (RMSEs), from 7.9–12.7 [m] when using TDX data alone under constrained RVoG assumptions of a fixed extinction coefficient (σ) and a zero ground-to-volume amplitude ratio (μ = 0). Results improved significantly with the aid of a DTM derived from GEDI data which enabled estimation of spatially-varying σ values (vs. fixed extinction) under a μ = 0 assumption, with biases reduced to 1.7–4.2 [m] and RMSEs to 4.9–8.6 [m] across cloudy and cloud-free cases. The best agreement was achieved in the third strategy by also incorporating information of GEDI-derived canopy height to further enhance the RVoG parameters. The improved model, when still assuming μ = 0, reduced biases to less than or close to 1 m and further reduced RMSEs to 4.0–6.7 [m]. Finally, we used GEDI data to estimate spatially-varying μ in the RVoG model. We found biases of between −0.7–0.9 [m] and RMSEs in the range from 2.6–7.1 [m] over the three sites. Our results suggest that use of GEDI data improves height inversion from TDX, providing heights at more accuracy than can be achieved by TDX alone, and enabling wall-to-wall height estimation at much finer spatial resolution than can be achieved by GEDI alone

Fusing simulated GEDI, ICESat-2 and NISAR data for regional aboveground biomass mapping

Accurate mapping of forest aboveground biomass (AGB) is critical for better understanding the role of forests in the global carbon cycle. NASA's current GEDI and ICESat-2 missions as well as the upcoming NISAR mission will collect synergistic data with different coverage and sensitivity to AGB. In this study, we present a multi-sensor data fusion approach leveraging the strength of each mission to produce wall-to-wall AGB maps that are more accurate and spatially comprehensive than what is achievable with any one sensor alone. Specifically, we calibrate a regional L-band radar AGB model using the sparse, simulated spaceborne lidar AGB estimates. We assess our data fusion framework using simulations of GEDI, ICESat-2 and NISAR data from airborne laser scanning (ALS) and UAVSAR data acquired over the temperate high AGB forest and complex terrain in Sonoma County, California, USA. For ICESat-2 and GEDI missions, we simulate two years of data coverage and AGB at footprint level are estimated using realistic AGB models. We compare the performance of our fusion framework when different combinations of the sparse simulated GEDI and ICEsat-2 AGB estimates are used to calibrate our regional L-band AGB models. In addition, we test our framework at Sonoma using (a) 1-ha square grid cells and (b) similarly sized irregularly shaped objects. We demonstrate that the estimated mean AGB across Sonoma is more accurately estimated using our fusion framework than using GEDI or ICESat-2 mission data alone, either with a regular grid or with irregular segments as mapping units. This research highlights methodological opportunities for fusing new and upcoming active remote sensing data streams toward improved AGB mapping through data fusion.</p